Posts Tagged ‘stockbroker’

What is a Series 63 License?

Friday, July 18th, 2014:

The Series 63 license, also called the Uniform Securities Agent State Law Examination, allows the holder to buy and sell any kind of security in a particular state. Securities include: – Stocks – Bonds – Mutual funds – Options – Variable annuity contracts Why a Series 63 license is needed […] Read More →

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