Posts Tagged ‘Series 7 license’

What is a Series 7 License?

Saturday, July 19th, 2014:

This license enables a person to sell almost any form of individual security including preferred and common stock, bonds, options and fixed income investments. A good career awaits people who wish to work at a brokerage firm and sell securities for a living. To do this a person must have […] Read More →

What is a Series 63 License?

Friday, July 18th, 2014:

The Series 63 license, also called the Uniform Securities Agent State Law Examination, allows the holder to buy and sell any kind of security in a particular state. Securities include: – Stocks – Bonds – Mutual funds – Options – Variable annuity contracts Why a Series 63 license is needed […] Read More →

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