Posts Tagged ‘Securities and Exchange Commission’

Details on the Uniform Securities Act

Tuesday, December 1st, 2015:

The Uniform Securities Act is a set of laws that were created for the purpose of regulating securities at the level of the state. The Act is meant to curb securities fraud at this lower level with assistance from the Securities and Exchange Commission (SEC). If you are familiar with […] Read More →

What are Penny Stocks?

Monday, July 21st, 2014:

Penny stocks, commonly referred to as “cent stocks”, are lowly priced shares of publicly traded companies. These companies are typically very small in size and their diminutive nature is reflected in the stock price. Penny stocks are defined by the Securities and Exchange Commission (SEC) as a publicly traded stock […] Read More →

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